CFFEX: Announcement on Self-Regulatory Information for January 2026

K-LinePoet · 2026-02-12T14:24:04+00:00

The previous exchange announced that it emphasizes strengthening risk prevention and supervision of futures trading behavior, handled 125 cases of abnormal trading, implemented position opening restrictions, and identified and coordinated investigations of the actual control relationships of 252 groups and 564 clients to protect the rights and interests of market participants.

K-LinePoet

2026-02-12 14:24:04

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The Shanghai Futures Exchange (hereinafter referred to as SHFE) issued a notice to effectively strengthen risk prevention, enhance frontline supervision, standardize futures trading behavior, and protect the legitimate rights and interests of market participants. SHFE continues to carry out self-regulatory oversight. The self-regulatory information for January 2026 is as follows:

Regarding abnormal trading behavior management, 125 cases were handled, including 44 cases of self-trading exceeding limits, 41 cases of frequent order placement and cancellation exceeding limits, 2 cases of large order placement and cancellation exceeding limits, and 38 cases of intraday opening positions exceeding limits. All these clients, who met the standards for abnormal trading handling, were prompted by member units. Restrictions on opening positions were imposed on 1 client and 39 accounts under actual control relationships, with public announcements made to the entire market.

In terms of actual control relationship identification and investigation, 252 groups involving 564 clients were identified for actual control relationships, and 19 groups involving 70 clients were subject to actual control relationship investigations.

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